REPORTING & GOVERNANCE
Governed reporting. Controlled access. Full lineage.
Reporting converts approved analytical results into governed, reproducible outputs — while governance preserves where the evidence came from, who may see it, and how every conclusion was reached.
REPORTING CENTER
Reproducible outputs, not screenshots.
Governed report definitions preserve parameters, approvals, schedules, delivery, retention, and history — separate from a simple screen export.
DEFINE
Scope · parameters · methodology
→
APPROVE
Owner · reviewer · version
→
VALIDATE & RUN
Coverage · quality controls
→
PACKAGE
Report · evidence · lineage
→
DELIVER
Schedule · secure file · API
→
RETAIN & REPRODUCE
Inputs · approvals · history
GOVERNED REPORT DEFINITION
Entity Outcome ReviewREP-0247
Report type:Analytical report
Scope:Global Equities · Alerted entities
Window:T−30 days → T+5 days
Methodology:Markout & realized spread
Schedule:Monthly · 06:00 UTC
Owner:Surveillance Analytics
Status:APPROVED · v3.2
PDFCSVAPI
One reusable definition — not a manually assembled export.
Governed definition
v3.2
Validated dataset snapshot
DS-8841
Delivered artifact
RUN-10382
SAME DEFINITION + SAME INPUTS =
REPRODUCIBLE RESULT
REPRODUCIBLE RESULT
Parameters locked
Coverage recorded
Methodology versioned
Approval attached
Output checksum stored
RUN HISTORY
21 AUG 2026SUCCESSv3.2Secure file + API
21 JUL 2026SUCCESSv3.2Secure file + API
21 JUN 2026SUPERSEDEDv3.1Methodology updated
Next run:21 SEP 2026 · 06:00 UTC
Retention:7 years
Delivery controls:Retry · failure alert · receipt
CHANGE RECORD
v3.2 added realized-spread methodology and reviewer approval.
Every output preserves its parameters, data coverage, methodology, approvals, delivery status, checksum, and version history.
GOVERNANCE & LINEAGE
Traceable from source to conclusion.
Every analytical conclusion preserves an explainable path to the source records, transformations, methodology, approvals, and versions that support it.
LINEAGE EXPLORERConclusion→Analysis→Canonical records→Delivery→Source COMPLETE TRACE 7 CONTROL CHECKS PASSED
01SOURCE EVIDENCE
OMS / EMS
order messages
order messages
ENTER09:31:04.221
AMEND09:31:08.604
TRADE09:31:12.118
Source: OMS-02 · Delivery DLV-8841
→
checksum
02INGESTION & NORMALIZATION
Schema validation
Identity resolution
Timestamp normalization
Lifecycle reconstruction
Mapping v4.8 · 3/3 messages reconciled
→
record ID
03CANONICAL ACTIVITY
Order lifecycle
ACT-72914
ACT-72914
Account AC-118 · Security XYZ · Venue XNAS
ENTER→AMEND→TRADE
→
version
04ANALYTICAL METHOD
Outcome methodology v3.2
5-minute markout
Arrival-price benchmark
Population comparison
APPROVED
→
approval
05CONCLUSION
FAVORABLE OUTCOME OBSERVED
+12.4 bps
vs. benchmark
Associated with alert ALT-2048
ⓘ Evidence for review — not a verdict
PROVENANCE RECORD
Source payload:MSG-551902
Delivery manifest:DLV-8841
Canonical record:ACT-72914
Analysis run:RUN-10382
Output artifact:REP-0247
Hash:8F2A…91C4
Retention:7 years
VIEW ORIGINAL RECORD
CONTROLLED CHANGE HISTORY
v3.214 AUG 2026Realized-spread method approved
v3.102 MAY 2026Benchmark definition updated
v3.018 JAN 2026Population logic certified
Changes are versioned, approved, effective-dated, and never overwrite prior results.
AUDIT READY
Original evidence retained
Transformation path explainable
Methodology and approval attached
Historical result reproducible
EXPORT EVIDENCE PACKAGE
SOURCE→TRANSFORMATION→METHOD→CONCLUSIONEvery result carries an explainable path, not just a number.
SECURITY & ACCESS
Permission-aware by design.
Every request is evaluated against identity, role, product entitlement, and approved data scope — with the decision recorded for audit.
ACCESS DECISION EXPLAINER
ACCESS REQUEST
User:
Surveillance Analyst
Request:
Open Entity Outcome Review
Workspace:Investigations
Region:EMEA
Desk:Equities
Requested:Orders · Trades · Alerts · P&L
Session:Managed device
MFA VERIFIED
→
01AUTHENTICATE
Checks:
SSO identity verified
MFA challenge passed
Managed session
IDENTITY VERIFIED
→
02AUTHORIZE ROLE
Checks:
Role: Surveillance Analyst
Action: View & investigate
Export: Restricted
ROLE ALLOWS VIEW
→
03APPLY PRODUCT ENTITLEMENT
Allowed modules:
Entity Outcomes
Trading Behavior
Data Assurance
Network Administration
3 MODULES ENABLED
→
04FILTER DATA SCOPE
Entitlement filters:
Region: EMEA
Desk: Equities
Accounts: Assigned population
Fields: Sensitive identifiers masked
ROW + FIELD SECURITY APPLIED
→
PERMITTED VIEW
ACCESS GRANTED
Visible:
Entity Outcome Review
EMEA Equities
Orders · Trades · Alerts · Aggregated P&L
Restricted:
Other regions hidden
Unassigned accounts hidden
Personal identifiers masked
PDF ONLY · WATERMARKED
Attempted access outside scope is denied and logged.
EFFECTIVE ACCESS
| VIEW | INVESTIGATE | EXPORT | ADMIN | |
|---|---|---|---|---|
| Entity Outcomes | ✓ | ✓ | — | |
| Trading Behavior | ✓ | ✓ | — | |
| Data Assurance | ✓ | ✓ | ✓ | — |
| Administration | — | — | — | — |
WHY THIS DECISION?
Identity group→Surveillance
Role policy→Analyst v5.4
Product plan→Investigations Pro
Data entitlement→EMEA / Equities
Field policy→PII masked
Least-privilege policy produced this exact view.VIEW POLICY PATH ›
AUDIT EVENT
Decision:GRANTED
Event ID:ACE-10842
Timestamp:21 AUG 2026 · 10:14:22 UTC
Policy version:5.4
Session risk:LOW
Recorded:request · decision · scope · export controls
IMMUTABLE LOG ENTRY
SSO + MFAROLE-BASED ACCESSPRODUCT ENTITLEMENTSROW + FIELD SECURITYUsers see only the capabilities and data their approved responsibilities require.